Underwriting Investigation Specialist - (Regulatory/Insurer)

Join a dynamic team in the global investment bank and play a pivotal role in our underwriting and due diligence processes.

Job Title: Underwriting Due Diligence Specialist (Regulatory Compliance/Investigation)

Responsibilities:

• Conduct thorough Due Diligence for follow-on offerings and IPOs.
• Summarize Due Diligence results in underwriting review reports and present them to relevant departments.
• Prepare AUP Letters and Comfort Letters for offerings.
• Stay updated on JSDA rules and JFSA regulations related to underwriting reviews.
• Coordinate and attend JSDA underwriting working groups.

Qualifications:

Required Skills:

• Proven experience in independently conducting underwriting due diligence.
• Strong corporate analysis skills and accounting knowledge.
• Ability to mentor and develop junior team members.
• Proficiency in English for daily communication.
• Fluent Japanese and good communication skills.

Preferred Skills:

• Previous experience in IBD banking or Research Analyst role.
• Relevant qualifications such as analyst, accountant, tax accountant, or bookkeeping.
• Proactive in disseminating information and staying informed.

If this position is not ideal for you, but you are looking for a new opportunity,please contact us to discuss your options.