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Legal & Compliance jobs

Found 11 jobs
    • Japan
    • Negotiable
    • Posted 7 days ago

    Advisory Manager, Japan Compliance コンプライアンスアドバイザリーマネージャー 勤務地: 東京都 (フレックスタイム制度) Tokyo (Flex time & remote work available) Our client are a global financial institution, looking for an Advisory Manager to handle compliance functions in Japan. They offer an industry-leading salary, as well as career...

    • Japan
    • Negotiable
    • Posted 7 days ago

    Compliance Manager (Regulatory Compliance) Location: Tokyo 東京 Our client are a leading global Financial Services firm, seeking a Compliance Manager. 業務内容: コンプライアンスの方針と手順の作成・更新。 規制の変更を監視し、企業全体のコンプライアンスを確保。 業務に対する規制上のアドバイスを提供。 リスク評価の実施およびガバナンス基準の監視。 規制関連のコミュニケーション、報告、検査の取り扱い。 コンプライアンスの意識向上活動の推進とガバナ...

    • Japan
    • Negotiable
    • Posted 12 days ago

    シニアコンプライアンスマネージャー Senior Compliance Officer A company in the Financial Services sector is seeking a Senior Compliance Officer to lead compliance operations in Japan and provide support in South Korea and the Asia Pacific region. This is an opportunity to take on a senior leadership role covering ...

    • Japan
    • Negotiable
    • Posted 14 days ago

    Security Settlements Specialist 証券決済スペシャリスト 業界:銀行 / 金融サービス Banking / Financial Services 勤務地:東京 Tokyo Our client are a major company in the Financial Services and Banking industry, looking for a Security Settlements Specialist. Our client offer a supportive work environment. Career growth opportun...

    • Japan
    • Negotiable
    • Posted about 1 month ago

    Due Diligence VP - IPO Underwriting Compliance Industry: Financial Services Location: Tokyo, Japan A leading financial services client in Tokyo is searching for an an experienced professional to take a role in due diligence. This is an opportunity to take a leadership role in a major company. 主な業...

    • Japan
    • Negotiable
    • Posted about 1 month ago

    職種: 資金管理・流動性リスク専門家 勤務地: 東京、日本 We are seeking a Treasury professional for a Liquidity Risk Specialist. This role involves managing and safeguarding the bank's liquidity profile and supporting the bank's liquidity strategy. 主な職務内容: 戦略と業務: 銀行の貸借対照表と流動資産管理 貸借対照表の動向分析、キャッシュフロー予測 内部資金と預金要件の計画、規制要件の遵守 銀...

    • Japan
    • Negotiable
    • Posted 2 months ago

    Compliance Officer - (Advisory/Equity) Level: up to VP Role Overview: My client, a prestigious global financial institution, is looking to expand their equity compliance capabilities as part of a strategic initiative. They are seeking a talented individual with a deep understanding of JSFA and BO...

    • Japan
    • Negotiable
    • Posted 2 months ago

    Join a dynamic team in the global investment bank and play a pivotal role in our underwriting and due diligence processes. Job Title: Underwriting Due Diligence Specialist (Regulatory Compliance/Investigation) Responsibilities: Conduct thorough Due Diligence for follow-on offerings and IPOs. Summ...

    • Japan
    • Negotiable
    • Posted 3 months ago

    Senior Manager, Underwriting Solutions アンダーライティングソリューション An established player in the reinsurance and insurance sector seeks a Senior Manager for the Underwriting Solutions Team. The successful candidate will manage a dedicated team, and help foster business growth by creating and implementing co...

    • Japan
    • Negotiable
    • Posted 3 months ago

    Job Title: Compliance Officer Location: Tokyo, Japan Our client in the FinTech and Securities industry in Tokyo is searching for a Compliance Officer. The selected candidate will be responsible for ensuring adherence to financial regulations and improving internal compliance systems. Responsibili...

    • Japan
    • Negotiable
    • Posted 3 months ago

    職種: シニアコンプライアンススペシャリスト (Senior Compliance Specialist) 金融サービス業界のリーディング企業が、シニアコンプライアンススペシャリストのポジションに候補者を募集しています。 規制変更管理プログラム、リスク評価、コンプライアンス監視の管理が期待されます。この職務では、適切なコンプライアンスポリシーを開発し、ビジネスプロジェクトをサポートし、組織全体のコンプライアンス意識を向上させる能力が求められます。 主な職務内容: コンプライアンスプログラム、方針、手続きの強化と管理 ビジネスユニットに対するコンプライアンスアドバイザーとしての役割 専門家...

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