Connecting...

Banner Default Image

Compliance Officer - Financial Services コンプライアンスオフィサー・金融サービス (Health benefits, Parental leave, Wellness programs)

Job Details

Location: Japan
Salary: Competitive
Job Type: Permanent
Specialization: Legal & Compliance
Reference: 57661
Compliance Officer - Financial Services コンプライアンスオフィサー・金融サービス (Health benefits, Parental leave, Wellness programs)



Our client, a leading global alternative investment firm, is seeking a Compliance Officer to join their Asia-Pacific team in Japan. This role offers the opportunity to work closely with the Chief Compliance Officer, International, and gain valuable experience in compliance monitoring and regulatory reporting within a prominent hedge fund environment. Employees enjoy comprehensive health care benefits, generous parental leave, wellness programs, and support for professional development.


Key Responsibilities:

  • - Conduct trade monitoring and due diligence reviews
  • - Handle compliance regulatory reporting for Japan
  • - Provide real-time support for trading restrictions and approvals
  • - Track regulatory changes and amend procedures
  • - Deliver compliance training to employees
  • - Review and draft regulatory filings and reports
  • - Assist with legal and compliance projects

Qualifications:

  • - 5+ years compliance experience in equity trading or hedge fund environment
  • - Knowledge of KFB and JIAA regulations and Asia market regulations
  • - Proficiency in English and Japanese
  • - Proficient with Bloomberg and Excel
  • - Experience with compliance monitoring programs
  • - Familiarity with trade monitoring and due diligence reviews
  • - Ability to handle compliance regulatory reporting

If this position is not ideal for you, but you are looking for a new opportunity,please contact us to discuss your options.

Similar Roles