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シニアコンプライアンススペシャリスト (Senior Compliance Specialist)

Job Details

Location: Japan
Salary: Negotiable
Job Type: Permanent
Specialization: Financial Services & Vendors, Legal & Compliance
Reference: BBBH44852_1687915209

職種: シニアコンプライアンススペシャリスト (Senior Compliance Specialist)




  • コンプライアンスプログラム、方針、手続きの強化と管理
  • ビジネスユニットに対するコンプライアンスアドバイザーとしての役割
  • 専門家として規制プロジェクトに積極的に関与
  • マーケティング資料、新製品、ビジネスプロセスのコンプライアンスレビューを行う
  • 規制リスク評価と監視活動を行う
  • 規制試験と報告プロセスを監督する


  • 学士号が必要であり、修士号が望ましい
  • 規制コンプライアンス、リスク管理、または監査の分野での3年以上の経験、金融サービス業界またはビッグ4監査・コンサルティングの経験が望ましい
  • 日本語と英語の両方で、書き言葉と話し言葉が堪能であること
  • 高品質なレポート作成、ミーティングの進行、意思決定に影響を与える能力

Job Title: Senior Compliance Specialist

A leading firm in the financial services sector is looking for the position of Senior Compliance Specialist. This role will oversee regulatory compliance and advisory roles within the firm. You will be entrusted with managing the regulatory change management program, risk assessment, and compliance oversight. The position demands the ability to develop pertinent compliance policies, support business projects, and promote compliance awareness across the organization.

Key Duties:

  • Enhance and manage compliance programs, policies, and procedures
  • Serve as a compliance advisor for business units
  • Engage actively in regulatory projects as an SME
  • Conduct compliance reviews on marketing materials, new products, and business processes
  • Carry out regulatory risk assessments and oversight activities
  • Supervise regulatory examinations and reporting processes

Candidate Profile:

  • Bachelor's degree required, Master's degree favored
  • Minimum of 3 years' experience in regulatory compliance, risk management, or audit, with prior experience in the financial services industry or Big 4 audit/consulting desirable
  • Proficient in both Japanese and English, in written and spoken forms
  • Capable of producing high-quality reports, facilitating meetings, and influencing decisions
  • Ability to think creatively, identify potential issues, and suggest practical business solutions
  • Exhibits high level of integrity, skilled in conflict resolution, and team-oriented

Expired Job

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Expired job

Sorry, this job is no longer available.

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