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コンプライアンスオフィサー (Compliance Officer)

Job Details

Location: Japan
Salary: Negotiable
Job Type: Permanent
Specialization: Financial Services & Vendors, Legal & Compliance
Reference: BBBH44878_1687929434

Job Title: Compliance Officer

Location: Tokyo, Japan

Our client in the FinTech and Securities industry in Tokyo is searching for a Compliance Officer. The selected candidate will be responsible for ensuring adherence to financial regulations and improving internal compliance systems.


  • Develop and oversee compliance programs
  • Revise and enforce internal regulations
  • Initiate and conduct internal compliance training
  • Monitor and implement regulatory updates
  • Collaborate with internal management and regulatory bodies


  • Experience in compliance within a securities firm
  • Excellent document creation and communication skills
  • Proficient in English communication
  • Experience in regulatory compliance activities

職種: コンプライアンスオフィサー (Compliance Officer)



  • コンプライアンスプログラムの開発と監督
  • 内部規則の改訂と施行
  • 内部コンプライアンス研修の実施と導入
  • 規制更新のモニタリングと実装
  • 内部管理部門と規制機関との協力


  • 証券会社でのコンプライアンス業務経験
  • 優れた文書作成能力とコミュニケーションスキル
  • 英語に対する理解力とコミュニケーション能力
  • 規制コンプライアンス活動の経験

Expired Job

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Expired job

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