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Compliance Assistant

Job Details

Location: Tokyo
Salary: Competitive
Job Type: Permanent
Specialization: Banking, Finance & Accounting
Reference: 56944
Compliance Assistant 

Our client in the financial services sector is looking for an experienced Compliance Assistant. This hybrid role offers flexibility and a chance to grow your career in compliance with a well-known global institution. You'll gain exposure to international financial markets and products, with opportunities for career advancement. The position offers a competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy metro access.

Key Responsibilities:

  • - Ensure compliance with Japan's regulations by managing compliance policies and internal controls.
  • - Conduct inspections and investigate potential policy breaches.
  • - Organize and lead staff training on compliance updates.
  • - Act as the compliance point of contact, advising departments on regulatory issues.
  • - Identify and document compliance risks, ensuring timely reporting and follow-up.
  • - Provide advice on compliance and regulatory matters in Japan.
  • - Review new business plans to ensure they meet Japan's regulations.
  • - Communicate with regulatory bodies and keep updated on regulatory changes, implementing necessary actions.
Qualifications:

  • - Native Japanese speaker with fluent English.
  • - Experience in compliance or back-office roles within a Type I registered firm.

If this position is not ideal for you, but you are looking for a new opportunity,please contact us to discuss your options.

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