Compliance Assistant

Compliance Assistant (Hybrid)

Our client in the financial services sector is looking for an experienced Compliance Assistant. This hybrid role offers flexibility and a chance to grow your career in compliance with a well-known global institution. You'll gain exposure to international financial markets and products, with opportunities for career advancement. The position offers a competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy metro access.

Key Responsibilities:

- Ensure compliance with Japan's regulations by managing compliance policies and internal controls.
- Conduct inspections and investigate potential policy breaches.
- Organize and lead staff training on compliance updates.
- Act as the compliance point of contact, advising departments on regulatory issues.
- Identify and document compliance risks, ensuring timely reporting and follow-up.
- Provide advice on compliance and regulatory matters in Japan.
- Review new business plans to ensure they meet Japan's regulations.
- Communicate with regulatory bodies and keep updated on regulatory changes, implementing necessary actions.

Qualifications:

- Native Japanese speaker with fluent English.
- Experience in compliance or back-office roles within a Type I registered firm.

If this position is not ideal for you, but you are looking for a new opportunity,please contact us to discuss your options.