Compliance Officer - Confidential

Compliance Officer - Financial Services コンプライアンスオフィサー・金融サービス

(Health benefits, Parental leave, Wellness programs)

Our client, a leading global alternative investment firm, is seeking a Compliance Officer to join their Asia-Pacific team in Japan. This role offers the opportunity to work closely with the Chief Compliance Officer, International, and gain valuable experience in compliance monitoring and regulatory reporting within a prominent hedge fund environment. Employees enjoy comprehensive health care benefits, generous parental leave, wellness programs, and support for professional development.

Key Responsibilities:

- Conduct trade monitoring and due diligence reviews
- Handle compliance regulatory reporting for Japan
- Provide real-time support for trading restrictions and approvals
- Track regulatory changes and amend procedures
- Deliver compliance training to employees
- Review and draft regulatory filings and reports
- Assist with legal and compliance projects

Qualifications:

- 5+ years compliance experience in equity trading or hedge fund environment
- Knowledge of KFB and JIAA regulations and Asia market regulations
- Proficiency in English and Japanese
- Proficient with Bloomberg and Excel
- Experience with compliance monitoring programs
- Familiarity with trade monitoring and due diligence reviews
- Ability to handle compliance regulatory reporting

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