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Underwriting Investigation Specialist - (Regulatory/Insurer)


勤務地: 日本
給与: Negotiable
職種: 正社員
専門: 銀行・金融, 経理・財務, 金融サービス, 法務・コンプライアンス
参照: BBBH45282_1689920068

Join a dynamic team in the global investment bank and play a pivotal role in our underwriting and due diligence processes.

Job Title: Underwriting Due Diligence Specialist (Regulatory Compliance/Investigation)


  • Conduct thorough Due Diligence for follow-on offerings and IPOs.
  • Summarize Due Diligence results in underwriting review reports and present them to relevant departments.
  • Prepare AUP Letters and Comfort Letters for offerings.
  • Stay updated on JSDA rules and JFSA regulations related to underwriting reviews.
  • Coordinate and attend JSDA underwriting working groups.


Required Skills:

  • Proven experience in independently conducting underwriting due diligence.
  • Strong corporate analysis skills and accounting knowledge.
  • Ability to mentor and develop junior team members.
  • Proficiency in English for daily communication.
  • Fluent Japanese and good communication skills.

Preferred Skills:

  • Previous experience in IBD banking or Research Analyst role.
  • Relevant qualifications such as analyst, accountant, tax accountant, or bookkeeping.
  • Proactive in disseminating information and staying informed.