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Senior Compliance Officer - Alternative Investment Management

仕事詳細

勤務地: 東京都
給与: Competitive
職種: 正社員
専門: オルタナティブ投資, 法務・コンプライアンス
参照: 57051
Senior Compliance Officer - Alternative Investment Management

Our client, a leader in the alternative private market space, is seeking a Senior Compliance Officer for their Tokyo office. This role offers the unique opportunity to lead the application process for Type I and Type II financial services licenses with the Japan FSA, becoming the first compliance hire in Japan. Enjoy a hybrid work setup with a competitive budget up to 30M, and be part of an international firm known for its good work-life balance.


Key Responsibilities:
  • - Lead Type I and II FSA license application process
  • - Define compliance strategy for Japan office
  • - Develop and implement regulatory controls for Japan operations
  • - Act as Anti-Money Laundering Officer for Japan office
  • - Provide compliance guidance to senior management
  • - Collaborate with regulators and external partners to mitigate risks

Qualifications:
  • - 5+ years of compliance experience with FSA-regulated financial entity
  • - Native-level Japanese and fluent English
  • - In-depth knowledge of cross-border regulations
  • - Experience with Type I and Type II FSA license applications
  • - Experience in anti-money laundering compliance
  • - Experience in alternative investment management compliance

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