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Our client in the financial services sector is looking for an experienced Compliance Assistant. This hybrid role offers flexibility and a chance to grow your career in compliance with a well-known global institution. You'll gain exposure to international financial markets and products, with opportunities for career advancement. The position offers a competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy metro access.
Key Responsibilities:
- - Ensure compliance with Japan's regulations by managing compliance policies and internal controls.
- - Conduct inspections and investigate potential policy breaches.
- - Organize and lead staff training on compliance updates.
- - Act as the compliance point of contact, advising departments on regulatory issues.
- - Identify and document compliance risks, ensuring timely reporting and follow-up.
- - Provide advice on compliance and regulatory matters in Japan.
- - Review new business plans to ensure they meet Japan's regulations.
- - Communicate with regulatory bodies and keep updated on regulatory changes, implementing necessary actions.
- - Native Japanese speaker with fluent English.
- - Experience in compliance or back-office roles within a Type I registered firm.
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