Our client in the FinTech and Securities industry in Tokyo is searching for a Compliance Officer. The selected candidate will be responsible for ensuring adherence to financial regulations and improving internal compliance systems.
Responsibilities:
Develop and oversee compliance programs
Revise and enforce internal regulations
Initiate and conduct internal compliance training
Monitor and implement regulatory updates
Collaborate with internal management and regulatory bodies
Qualifications:
Experience in compliance within a securities firm
Excellent document creation and communication skills