Chief Compliance Officer チーフコンプライアンスオフィサー - Securities/Investment (27M Yen Base, Hybrid)

• - Lead regulatory engagement with KLFB and FSA
• - Oversee Type 1 FIBO license acquisition and maintenance
• - Develop and enhance compliance frameworks and governance structures
• - Conduct compliance monitoring and testing activities
• - Prepare management reports on regulatory and compliance risks
• - Act as Chief Internal Control Officer for Japan
• - Educate stakeholders on Japanese regulatory requirements
• - Collaborate with global teams on compliance integration

• - 10+ years compliance experience in securities firm or Type 1 FIBO
• - Expertise in Japanese financial regulations, FIEA, FSA, JSDA
• - Experience with KLFB and/or FSA
• - Business-level to fluent Japanese and English communication skills
• - Compliance Officer qualification (内部管理責任者資格)
• - Securities Representative License (証券外務員資格)
• - Experience with fintech or digital financial services is preferred but not mandatory
• - Experience with investments or capital markets products is preferred but not mandatory
• - Experience designing compliance processes across multiple jurisdictions is preferred but not mandatory

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